John C. Fales, Financial Advisor, Principal


What I Stand For:
I specialize in serving clients who lack the time or desire to keep up with a quickly evolving market by managing and monitoring their financial plan and investments so that these tools are working to help clients realize their goals. As a Certified Investment Management Analyst®, I oversee qualitative and quantitative analysis and report technical conditions to our Investment Team which manages asset allocation and security selection decisions.

Outside of Work, You'll Find Me:
Spending time with my fiance, Ellen, and our golden retriever, Clark. I'm also an avid college basketball fan as well as a fierce KU basketball fan.

Favorite Quote:
Don't worry about the stock market. Invest in family. - Unknown

Professional Affiliations:
Member of the Investment Management Consultants Association (IMCA)
Alumni Board Member of the Delta Psi Chapter of Theta Chi Fraternity
Investment Committee Member of Theta Chi Fraternity National Foundation

Education and Certifications:
CIMA® - Certified Investment Management Analyst®
AIF® - Accredited Investment Fiduciary®
Series 65
Bachelor of Arts, University of Kansas

In the Community:
John is an active member of the Waldo Brookside Rotary Club. He is also a member of the Mercy Ambassadors Auxiliary through Children's Mercy Hospital. During his time at KU he was a member of Theta Chi Fraternity, where he served as a board member for two consecutive years as a Recruitment Chairman and Marshal. While in Theta Chi, he was a four-year participant in Rock Chalk Revue, a student-run philanthropy that raises, on average, $50,000 annually to support the United Way of Douglas County.

Social Media Links:

Email Me:
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